Canadian Fund Watch

This web site is dedicated to investment fund investor education and protection. The multi-billion fund industry plays a key role in the savings and retirement plans of millions of Canadians. Many industry practices provide beartraps for the unsuspecting investor and securities regulations have not kept up with the pace of change in the industry.

Friday, April 11, 2025

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  Commentary on Investment Dealer complaint handling   People often complain about Dealer complaint systems because they can be comple...
Saturday, August 12, 2023

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  Client Focused Reforms (CFR) and client complaint handling Regulators have not provided any direct guidance in this area. However, base...
Monday, March 20, 2023

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  KYC update for seniors -Problem prevention  In order for your advisor to recommend an optimum portfolio of investments she/ he must...
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