This web site is dedicated to investment fund investor education and protection. The multi-billion fund industry plays a key role in the savings and retirement plans of millions of Canadians. Many industry practices provide beartraps for the unsuspecting investor and securities regulations have not kept up with the pace of change in the industry.
Thursday, October 25, 2012
Legal liabilities of Financial Advisors in canada
This paper provides an excellent summary of the legal liabilities of financial advisers.It is worth the read if you are at all interested in this subject.Read the full paper