We have written this article to advise you of a serious issue that could impact
your heirs and loved ones. IIROC , the regulator for securities dealers, is considering allowing clients to appoint their stockbroker as an executor for their will.Kenmar
is very concerned that if this IIROC rule change is approved , clients could be placed in
harm’s way. We’ve
laid out the issues and leave it to individuals to make their own decision. Read the article [ Investor advocates have vigorously opposed the rule but have not thusfar been able to dissuade IIROC . ]
This web site is dedicated to investment fund investor education and protection. The multi-billion fund industry plays a key role in the savings and retirement plans of millions of Canadians. Many industry practices provide beartraps for the unsuspecting investor and securities regulations have not kept up with the pace of change in the industry.
No comments:
Post a Comment
Note: Only a member of this blog may post a comment.